The gap between interest and award
UDC sees the same pattern repeatedly: customers reach for their habitual path, usually a full FAR-based competition, and for a complex buy that can take twelve months or longer. Other routes exist, some outside the FAR entirely, but a customer who does not know them will not choose them.
The routes are not interchangeable. A commercial solutions opening is a selection procedure, an IDIQ is an ordering channel, rapid acquisition authority redirects existing funds for urgent needs and a CRADA is a collaboration agreement. Each carries its own statutory conditions, and the customer's appropriation narrows the choice further. A company that pitches the wrong one wastes the meeting.
What the paper answers
- Which of the four conditions for a prototype other transaction does your team actually meet?
- What changed in the commercial solutions opening statute under the FY2026 NDAA, and what does DFARS still say?
- What do the SBIR/STTR reauthorization and its strategic breakthrough awards require at DOW?
- When can a company be bought on a purchase card, through simplified commercial procedures or by socioeconomic sole source, and at what thresholds?
- What does a combatant command need to turn a successful demonstration into a follow-on award?
- Which funding and testing programs, such as APFIT, FCT and JCTDs, still need a separate award route?
A look inside
Section 5 ties each strategy to the appropriation most likely to pay for it, because an authority without money buys nothing.
| Appropriation | Typical period for new obligations | What it pays for | Strategies where it often applies (UDC analysis) |
|---|---|---|---|
| Research, Development, Test and Evaluation (RDT&E) | 2 years | Research, development, prototypes, and developmental and operational test | 1 and 4 (prototype or initial award), 2, 3, 5, 6, 7 (Phase I and II), 8, 9, 15 (Section 229), 21; APFIT in FY2026 (Budget Activity 8) |
| Procurement | 3 years (shipbuilding 5 years) | Production and investment items for operational use or inventory, subject to the expense/investment rules and statutory exceptions | 1 and 4 (follow-on production), 7 (Phase III production), 11, 15 (Section 229), 16 |
| Operations and Maintenance (O&M) | 1 year | Operations, sustainment, services and expense items; eligible investment-item purchases up to the current statutory O&M limit ($350,000 in FY2026), subject to applicable funding rules | 10, 11, 16, 17, 21 |
| Military Construction (MILCON) | 5 years | Military construction | 18 (with O&M or RDT&E as 10 U.S.C. 2808a allows) |
Table 3 from the paper. Principal Appropriations and Where They Meet the Strategies.
What's inside
- A selector table: find the customer's circumstances in the left column, read across to the matching strategy and its legal basis.
- Twenty-one strategies across innovation authorities, FAR-based paths and specialized or non-procurement routes, each laid out the same way: fit, cited legal conditions, UDC advice, and the customer's own steps.
- Three habits that turn the list into awards, including how to plan the follow-on with the first award.
- A color of money section showing which appropriation pays at each stage and how the FY2027 continuing resolution limits availability.
- An annex on APFIT, Foreign Comparative Testing, JCTDs, Defense Production Act Title III and the Office of Strategic Capital, and the award route each still needs.
The twenty-one strategies
Grouped as the paper presents them:
- Innovation authorities: prototype to production, research agreements, technology investment agreements, commercial solutions openings, broad agency announcements, unsolicited proposals, SBIR/STTR and Phase III, prize competitions, experimental purchases
- FAR-based strategies: micro-purchase and purchase card, simplified commercial buys, set-asides and socioeconomic sole source, justified other than full and open competition, emergency acquisition flexibilities, rapid acquisition, existing vehicles, interagency orders
- Specialized and non-procurement strategies: facility other transactions, CRADAs and technology transfer, partnership intermediaries, combatant command experimentation
Who it's for
- Small businesses and nontraditional companies with a capability a government customer wants but has not yet found a way to buy.
- Business development and capture leads preparing for meetings with program offices, warfare centers and combatant commands.
- SBIR and STTR performers looking for a Phase III or follow-on path.
- Companies working with government laboratories that need to know what a CRADA can and cannot do.
About the author
Chris A. Grable is founder and CEO of Up Doppler Consulting LLC, a Veteran-Owned Small Business in Leonardtown, Maryland. A Navy veteran with more than 45 years in DOW operations and acquisition, he retired from federal service as Senior Experiment Designer at the Naval Air Warfare Center Aircraft Division. UDC helps technology companies find, shape and win DOW work.
Public sources
These public references support the paper. Some repositories require navigation or an account to reach the specific document.
- 10 U.S.C. § 4022, Authority of the Department of Defense to carry out certain prototype projects, subsections (a), (d) and (f)
- 10 U.S.C. § 3458, Authority for commercial solutions opening, as amended by the FY2026 National Defense Authorization Act
- 15 U.S.C. § 638, Research and development (SBIR and STTR programs), including subsection (r), third phase agreements
- Congressional Research Service, "Small Business Research Programs Reauthorized After Six-Month Lapse," Insight IN12705, 2026 (Public Law 119-83, April 13, 2026)
- Pub. L. 119-60 (FY2026 NDAA), div. A, § 873, Combatant Command Experimentation Authority, December 18, 2025
- Pub. L. 119-60 (FY2026 NDAA), div. B, § 2802(a), enacting 10 U.S.C. § 2808a, Facility construction or repair: transactions other than contracts and grants, December 18, 2025
- 10 U.S.C. § 4023, Procurement for experimental purposes, subsections (a) and (b)
- Pub. L. 119-75, Consolidated Appropriations Act, 2026, Division A, sections 8039 and 8102, February 3, 2026
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Questions
- Is this legal advice?
- No. The requirements in each strategy are cited to statute and regulation; the recommendations are UDC judgment. The contracting office chooses the path and decides how the rules apply.
- Will a company use all twenty-one?
- No. The selector exists so a company can start from the customer's situation and find the two or three strategies that fit, then prepare the evidence for those.
- Does it cover the Revolutionary FAR Overhaul?
- Yes. FAR citations use the RFO text DOW has adopted by class deviation, with former section numbers shown where they help match older solicitations. Section numbers may change again as the FAR Council's rulemaking continues.
- I already subscribe to Closing Rate. Do I need to buy it?
- No. Paid Closing Rate subscribers get the full PDF with the Closing Rate article.
- Can I talk to someone about a specific opportunity?
- Yes. Contact Up Doppler Consulting.

